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Butterworths Financial Regulation Service Volume 3 - Investment Firms and Collective Investment Schemes

Butterworths Financial Regulation Service Volume 3 - Investment Firms and Collective Investment Schemes deals with the area of Investment Firms and Collective Investment Schemes.

Publisher: LNUK
Print
£194.00
Quantity
Free delivery for UK
In Stock
ISBN/ISSN: 9780406950680
Publisher: LNUK

Product description

Why you should buy Butterworths Financial Regulation Service Volume 3 - Investment Firms and Collective Investment Schemes

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br />PLEASE NOTE: YOU MUST BE A PURCHASER OR SUBSCRIBER OF BUTTERWORTHS FINANCIAL REGULATION CORE SERVICE (Product Code: FRBSMW) IN ORDER TO PURCHASE THIS PRODUCT. ORDERS WILL NOT BE FUFILLED TO NON-SUBSCRIBERS.

This additional volume of Butterworths Financial Regulation Service deals with the area of Investment Firms and Collective Investment Schemes, featuring full commentary on all aspects of the field, as well as outlining all the requirements needed.

Table of contents

Division A - Prudential Requirements for Investment Businesses; 
Division B - Prudential Requirements for Investment Businesses; Commentary;
Division C - Conduct of Business Requirements;
Division D - Conduct of Business Commentary;
Division D.1 - Client Assets Requirements;
Division D.2 - Client Assets Commentary;
Division D.3 - New Collective Investment Schemes Requirements;
Division D.4 - New Collective Investment Schemes Commentary;
Division E - Collective Investment Schemes Requirements;
Division F - Collective Investment Schemes Commentary;
Division G - Professional Firms Requirements;
Division H - Professional Firms Commentary;