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Webinar Investigations, enforcement and discipline in financial services
This webinar will provide an update on recent events in financial services investigations and enforcement, as well as looking at key themes in 2016 and what the future may hold for disciplinary procedures in financial services practice.
Free delivery for UK
Published: August 09, 2017
Why should you buy Webinar Investigations, enforcement and discipline in financial servicesThis webinar will provide an update on recent events in financial services investigations and enforcement, as well as looking at key themes in 2016 and what the future may hold for disciplinary procedures in financial services practice. Topics to be covered include: An update on the regulatory system Accountability in investigations FCA procedural changes and tools A round-up of EU level developments Analysis of recent case-law Viewing this webinar will help solicitors to meet the following requirements set out in the Statement of solicitor competence: A2 - Maintain competence and legal knowledge. A4 - Draw on detailed knowledge/understanding. For further details on the Statement of solicitor competence, visit the SRA website. Please allow up to 2 working days from placing your order to receiving email confirmation of your access to this webinar. If you are purchasing this webinar on behalf of someone else then please email firstname.lastname@example.org to confirm the name and email address of the individual who will be taking the training.
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