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Butterworths Financial Regulation Service Volume 3 - Investment Firms and Collective Investment Schemes

This additional volume of Butterworths Financial Regulation Service deals with the area of Investment Firms and Collective Investment Schemes, featuring full commentary on all aspects of the field, as well as outlining all the requirements needed.
Publisher: LNUK
Loose-Leaf
£204.00
Quantity
Free delivery for UK
Published:
ISBN/ISSN: 9780406950680
Publisher: LNUK

Product description

Why you should buy Butterworths Financial Regulation Service

This additional volume of Butterworths Financial Regulation Service deals with the area of Investment Firms and Collective Investment Schemes, featuring full commentary on all aspects of the field, as well as outlining all the requirements needed.

Table of contents

Division A - Prudential Requirements for Investment Businesses; 
Division B - Prudential Requirements for Investment Businesses; Commentary;
Division C - Conduct of Business Requirements;
Division D - Conduct of Business Commentary;
Division D.1 - Client Assets Requirements;
Division D.2 - Client Assets Commentary;
Division D.3 - New Collective Investment Schemes Requirements;
Division D.4 - New Collective Investment Schemes Commentary;
Division E - Collective Investment Schemes Requirements;
Division F - Collective Investment Schemes Commentary;
Division G - Professional Firms Requirements;
Division H - Professional Firms Commentary;